-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHVV8oEY15YitB7UZQw21nW58lGZ7sHmTMI3xlHRzZm4GILXa1DjOmIwJGULGMXF U0F3QyQHfWK4YEUAZ0ypdA== 0001193125-07-249915.txt : 20071119 0001193125-07-249915.hdr.sgml : 20071119 20071119092204 ACCESSION NUMBER: 0001193125-07-249915 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERGEN INC CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911841574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48769 FILM NUMBER: 071254927 BUSINESS ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9255600100 MAIL ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: STE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKSIDE CAPITAL PARTNERS FUND LP CENTRAL INDEX KEY: 0001028348 IRS NUMBER: 043313066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE STREET 2: 617-516-2000 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

SuperGen, Inc.


(Name of Issuer)

Common Stock, par value $0.001 per share


(Title of Class of Securities)

 

 

868059106

                                (CUSIP Number)                                

November 9, 2007


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 868059106   13G   Page 2 of 4 Pages

 

  1.  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
   

            Brookside Capital Partners Fund, L.P.

            EIN No.: 04-3313066

   
  2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*  
  (a)  ¨  
    (b)  ¨    
  3.   SEC USE ONLY  
         
  4.   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    SOLE VOTING POWER
 
 

                As of November 9, 2007 - 2,927,532 shares

                As of November 16, 2007 - - 3,102,552 shares

    6.    SHARED VOTING POWER
 
                  0
    7.    SOLE DISPOSITIVE POWER
 
 

                As of November 9, 2007 - 2,927,532 shares

                As of November 16, 2007 - - 3,102,552 shares

    8.    SHARED DISPOSITIVE POWER
 
                  0
  9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
   

            As of November 9, 2007 - 2,927,532 shares

            As of November 16, 2007 - 3,102,552 shares

   
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
   

            As of November 9, 2007 - 5.09%

            As of November 16, 2007 - 5.40%

   
12.   TYPE OF REPORTING PERSON  
                PN    


Item 1  

(a).

   Name of Issuer      
    

The name of the issuer to which this filing on Schedule 13G relates is SuperGen, Inc. (the “Company”).

     
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices      
    

The principal executive offices of the Company are located at 4140 Dublin Blvd, Suite 200, Dublin, California 94568.

     
Item 2  

(a).

   Name of Person Filing      
    

This Statement is being filed on behalf of Brookside Capital Partners Fund, L.P., a Delaware limited partnership (the “Brookside Fund”). Brookside Capital Investors, L.P., a Delaware limited partnership (“Brookside Investors”) is the sole general partner of the Brookside Fund. Brookside Capital Management, LLC, a Delaware limited liability company (“Brookside Management”), is the sole general partner of Brookside Investors. Mr. Domenic J. Ferrante is the sole managing member of Brookside Management.

     
Item 2  

(b).

   Address of Principal Business Office or, if none, Residence      
    

The principal business address of each of the Brookside Fund, Brookside Investors, Brookside Management and Mr. Ferrante is 111 Huntington Avenue, Boston, Massachusetts 02199.

     
Item 2  

(c).

   Citizenship      
    

Each of the Brookside Fund, Brookside Investors and Brookside Management is organized under the laws of the State of Delaware. Mr. Ferrante is a citizen of the United States.

     
Item 2  

(d).

   Title of Class of Securities      
    

The class of equity securities of the Company to which this filing on Schedule 13G relates is Common Stock, par value $0.001 (“Common Stock”).

     
Item 2  

(e).

   CUSIP Number      
    

The CUSIP number of the Company’s Common Stock is 868059106.

     
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable.   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 73c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with §13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(J).
     x    If this statement is filed pursuant to §240.13d-1(c), check this box.

 

Page 3 of 4 Pages


Item 4.    Ownership      

Item 4

   (a).    Amount beneficially owned      
     

As of the close of business on November 9, 2007, the Brookside Fund owned 2,927,532 shares of Common Stock. As of the close of business on November 16, 2007, the Brookside Fund owned 3,102,55 shares of Common Stock. The Brookside Fund acts by and through its general partner, Brookside Investors. Brookside Investors acts by and through its general partner, Brookside Management. Mr. Domenic J. Ferrante is the managing member of Brookside Management and thus is the controlling person of Brookside Management. No person other than the respective owner referred to herein of the Common Stock is known to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of such Common Stock.

     

Item 4

   (b).    Percent of Class      
     

As of the close of business on November 9, 2007, the Brookside Fund was the beneficial owner of 5.09% of the Common Stock of the Company. As of the close of business on November 16, 2007, the Brookside Fund was the beneficial owner of 5.40% of the Common Stock of the Company. The aggregate percentage of Common Stock reported owned by the Brookside Fund is based upon 57,478,163 shares of Common Stock outstanding, which is the total number of shares of Common Stock outstanding as of November 1, 2007, based on representations made in the Company’s Form 10-Q filed November 9, 2007 with the Securities and Exchange Commission.

     

Item 4

   (c).    Number of shares as to which such person has:      
      (i)   

sole power to vote or to direct the vote:

 

2,927,532 Shares as of November 9, 2007

3,102,55 Shares as of November 16, 2007

     
      (ii)   

shared power to vote or to direct the vote:

 

0

     
      (iii)   

sole power to dispose or to direct the disposition of:

 

2,927,532 Shares as of November 9, 2007

3,102,55 Shares as of November 16, 2007

     
      (iv)   

shared power to dispose or to direct the disposition of:

 

0

     
Item 5.   

Ownership of Five Percent or Less of a Class

 

Not Applicable.

  
Item 6.   

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable.

     
Item 7.   

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

 

Not Applicable.

Item 8.   

Identification and Classification of Members of the Group

 

Not Applicable.

     
Item 9.   

Notice of Dissolution of Group

 

Not Applicable.

     
Item 10.    Certification      
  

By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

Dated: November 19, 2007

 

BROOKSIDE CAPITAL PARTNERS FUND, L.P.
By:  

/s/ Domenic J. Ferrante

Name:   Domenic J. Ferrante
Title:   Managing Director

 

Page 4 of 4 Pages

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